Rothschild Solomon


	The original term was "Hedged" fund - a fund that is hedged and is protected against market swings by the structure of its long and short position...

Smart Money With Common Sense!



	Welcome. We appreciate your interest in Rothschild Solomon Funds. We invite you to learn more about us, and leverage the valuable investment data available to you on this site. When you complete the Investor Accreditation Form, you will have access to a wealth of information, including … Fund Performance Profiles of our Trading advisors Information about our investment philosophy. Sector explanations Access to Fund Offering Memorandums & account forms Rothschild Solomon is permitted under the SEC rules to only share information on our proprietary fund of fund products to qualified investors. Please complete the questionnaire below. You will be notified by a representative from Rothschild Solomon should you qualify as an accredited investor and/or in some instances also a qualified purchaser, and your username and password will be activated. *Asterisk indicates required field

First Name:

Last Name:

Company Name:

Street Address:

City:

State/Provice:

Zip/Postal Code:

Country:

Work Phone:

Home Phone:

Fax:

E-Mail Address:

Do you believe that you have sufficent knowledge and experience in financial and business matters to evaluate the merits and risks of hedge funds and managed accounts?

Yes

Choose one of the following that best describes you?

Individual

I am an employee representative of a Qualified Institution

Pension Plan

Family Office

Endowment / Foundation

Bank / Insurance Company

Consultant

Financial Intermediary

Other:

U.S. PERSONS:

Are you or are you acting for a U.S. Person?
(A US person is defined as an individual who is a national or permanent resident alien of the US and any corporation, business association, partnership, trust, or other judicial entity incorporated or permanently residing in the U.S.)

Yes

I. Accredited Investors (Choose A or B)

A. Individual Investors:
Are you, in your capacity as an individual, rather than as an agent of a legal entity, an accredited investor?

Yes

Click here for definition of an "Accredited Investor".

B. Entities:
Are you an agent of a legal entity that is an accredited investor?

Yes

Click here for definition of an "Entity" which is an "Accredited Investor".

II. Qualified Purchaser

Are you or are you acting for a "qualified purchaser"?

Yes

Click here for definition of a "Qualified Purchaser".

HEDGE FUNDS AND MANAGED ACCOUNT INVESTMENTS INVOLVE A DEGREE OF RISK AND ARE SUITABLE ONLY FOR PERSONS OF SUBSTANTIAL FINANCIAL MEANS WHO HAVE NO NEED FOR LIQUIDITY OF THEIR INVESTMENTS AND WHO COULD BEAR THE ENTIRE LOSS OF THEIR INVESTMENT.

The current value of my liquid assets (cash, freely marketable securities, cash surrender value of life insurance, etc.) is sufficient to provide for my current and anticipated needs and possible contingencies, so that I am capable of bearing the economic risk of hedge fund and managed account investments.

I hereby acknowledge that the information I will be able to access on Rothschild Solomon's website is not an Offer, but is for information purposes only. I will not share my password. Any further formal relationship with Rothschild Solomon may require additional steps to insure adherence to local rules and regulations

I hereby represent, warrant and covenant that: (i) I am not, nor is any person or entity controlling, controlled by or under common control with me, a person or entity that acts, directly or indirectly, (a) in contravention of any U.S. or international laws and regulations, including anti-money laundering regulations or conventions, (b) on behalf of terrorists or terrorist organizations, including those persons or entities that are included on the List of Specially Designated Nationals and Blocked Persons maintained by the U.S. Treasury Department's Office of Foreign Assets Control (the list may be accessed on the web at www.treas.gov/ofac), as such list may be amended from time to time, (c) for a senior foreign political figure, any member of a senior foreign political figure's immediate family or any close associate of a senior foreign political figure, unless Rothschild Solomon, after being specifically notified by you that you are such a person, determines that access shall be permitted, or (d) for a foreign shell bank, and (ii) to the extent that I have any beneficial owners, (a) I have carried out thorough due diligence to establish the identities of such beneficial owners, and (b) based on such due diligence, I reasonably believe that no such beneficial owners are persons described in (i) above.

What is your individual or joint annual income?
(May be combined with your spouse)

Below $200,000 USD

$200,000 - 300,000

$300,000 - $400,000

$500,000 - $1 Million

$1 Million +

Other:

What is your individual or joint total net worth?
(May be combined with your spouse)

Less than $1 Million

$1 Million - $2 Million

$2 Million - $4 Million

$4 Million - $5 Million

$5 Million - $10 Million

Other:

Annual Earnings:

2000:

Less than $200,000

$200,000 or greater

2001:

Less than $200,000

$200,000 or greater

2002:

Less than $200,000

$200,000 or greater

Preferred size of investment:

Minimum $:

Maximum $:

Portfolio Analysis:

Hedge Fund

Stocks

Bonds

Mutual Funds

IRA / Keogh

Cash / CD's

Bank Savings

Real Estate

Insurance

Gold / SIlver

Commodities

Other

If Financial Intermediary, which of the following are you?

Independent Registered Investment Advisor

Associated with Broker Dealer

Firm Name:

How many years experience investing in hedge funds do you or your clients have?

None

1-5 years

6+ years

By electronically signing below, I am affirming that all the information contained herein is true and correct to the best of my knowledge and belief.

Signature:

(please type your name):

If responses are received during business hours, a response should take no longer than 2 to 4 Hours. All information is stictly confidential.